Senior Management Team

Tom Bradley oversees all institutional business functions at TD AMERITRADE, including the Company’s independent investment advisor services segment and corporate services business.

Bradley has over 20 years of experience in the financial services industry. He joined the Company from TD Waterhouse in 2006, where he was responsible for TD Waterhouse Group’s U.S. independent advisor services, correspondent clearing and capital markets businesses.

Prior to joining TD Waterhouse, Bradley was a financial advisor with Northwestern Mutual Life and RW Baird & Co.

Bradley received a B.S. degree in business administration, with a concentration in finance, from the University of Richmond, Robins School of Business. He has earned the Certified Fund Specialist (CFS) designation and holds Series 4, 7, 8, 24, 53, 63 and 65 securities licenses.

Tom Nally leads the sales and relationship management teams at TD AMERITRADE Institutional. Through a consultative approach, Tom and his team develop relationships and deliver value added practice management solutions to assist Registered Investment Advisors in achieving their strategic business objectives.

Tom joined the Company in 1994 and has held multiple management positions in various key segments of the business. During his career, Nally has been responsible for trading, fixed income, advisor relations, customer service, advisor technology, account services and operations for over 4,000 independent Registered Investment Advisors who custody assets with TD AMERITRADE Institutional.

Nally graduated from Rider University with a degree in Finance, and completed the Securities Industry Institute program, sponsored by the Securities Industry and Financial Markets Association (SIFMA) at the Wharton School of Business. He is currently Series 7, 8, 24 and 63 licensed and is based in Fort Worth, Texas.

Skip Schweiss is the Managing Director of Corporate Services, including Self-Directed Brokerage Accounts (SDBA), and Designated Brokerage Services (DBS). Schweiss is also responsible for all TD AMERITRADE Trust Company (TDATC) functions, including retirement solutions and services for independent registered investment advisors and third-party administrators using TD AMERITRADE's trust platform.

Prior to this appointment, Schweiss held a variety of management positions within Fiserv Investment Support Services, including serving as Executive Vice President of Fiserv Trust Company, which was acquired by TD AMERITRADE Holding Corporation in February, 2008.

Schweiss holds a B.S. in business administration from the University of South Dakota and a M.S. in finance from the University of Colorado. He is completing the Securities Industry Institute sponsored by the Securities Industry and Financial Markets Association (SIFMA) at the Wharton School of Business. He is currently Series 7 and Series 24 licensed, and is a member of both the National Association of Active Investment Managers and the Financial Planning Association.

Zohar Swaine is responsible for leading the development of strategies, new product introductions, and the creation of value-added solutions with over 4,000 independent Registered Independent Advisors on the TD AMERITRADE Institutional platform.

Prior to joining the company in 2007, Swaine held various positions at JP Morgan and First Manhattan Consulting Group. His experience spans retail banking, lending, card, brokerage, and securities services. His functional practice areas include corporate strategy, performance measurement and management, product management, and risk.

Swaine holds degrees in Finance and International Business as an honor’s graduate from NYU’s Stern School of Business. He is also completing the Securities Industry Institute sponsored by the Securities Industry and Financial Markets Association (SIFMA) at the Wharton School of Business and is a member of the Financial Planning Association (FPA). He is currently Series 7, 24 and 66 licensed.

John Tovar oversees Institutional Brokerage Services, which includes trading, fixed income sales, relationship management, customer services, technology, account services and operations for the over 4,000 Independent Registered Investment Advisors that custody assets at TD AMERITRADE Institutional.

Tovar joined the Company in 1992, and most recently was responsible for trading and fixed income for the Institutional business. Tovar has held a variety of roles over his 16-year tenure, including key management positions in Retail Brokerage Services at Jack White & Company and National Retail Services at TD Waterhouse and ultimately in TD Waterhouse Institutional in 2000.

Tovar is based in Fort Worth, Texas and is currently Series 4, 7, 8, 24, 53, 63 and 65 licensed. He is also completing the Securities Industry and Financial Markets (SIFMA) Securities Industry Institute at the Wharton School of Business.

Paul Zettl is the Managing Director of Institutional Marketing and Corporate Events for TD AMERITRADE which includes the advisor and corporate services businesses. He is responsible for marketing strategy and program development initiatives to help increase awareness, deepen client relationships and improve the client experience. Zettl joined TD AMERITRADE in 2008.

Prior to joining TD AMERITRADE, Zettl spent 10 years at Fidelity Investments in Boston, MA. Zettl held various senior marketing roles within Fidelity’s Institutional businesses including the RIA and clearing units where he was responsible for business strategy and planning, as well as product marketing and communications.

Zettl developed integrated direct marketing experience by working at a direct marketing agency in Boston, called Bronner Slosberg Humphrey (now known as Digitas) and by leading the direct marketing services group at the Unisys Corporation in Rochester, New York.

He has a bachelor’s degree in Political Science from the State University of New York College at Cortland. Zettl also studied at the Schiller International University in Heidelberg, Germany. In 2009, Zettl completed the Securities Industry Institute sponsored by the Securities Industry and Financial Markets Association (SIFMA) at the Wharton School of Business. He holds the Series 7 Securities License.